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investment compliance

Operations
22 September 2024

Compliance Monitoring Analyst

Competitive Salary

Our client, a renowned investment management firm, is searching for a Compliance Monitoring Analyst to join the team on a one-year contract. The ideal candidate will have experience working in an investment compliance role with an asset manager with a working knowledge of a variety of asset classes. The key aspects of this role include: […]

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Operations
12 February 2024

Senior Investment Compliance Analyst

£70,000 - £80,000

A thriving investment management house is looking to recruit a Senior Investment Compliance Analyst to join their London office. The Senior Investment Compliance Analyst will take responsibility for the following duties: Responsible for implementing and reviewing investment compliance rules and regulations. Oversee daily monitoring of pre and post trade compliance. Manage investment operational risk issues. Initiate enhancements to improve […]

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22 September 2023

Senior Investment Compliance Analyst

£70,000 - £80,000

A thriving investment management house is looking to recruit a Senior Investment Compliance Analyst to join their London office. The Senior Investment Compliance Analyst will take responsibility for the following duties: Responsible for implementing and reviewing investment compliance rules and regulations. Oversee daily monitoring of pre and post trade compliance. Manage investment operational risk issues. Initiate enhancements […]

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