investment compliance
Operations
6 November 2024
Investment Compliance Analyst
£Competitive
A thriving investment management house is looking to recruit a Investment Compliance Analyst to join their London office. The Senior Investment Compliance Analyst will take responsibility for the following duties: Responsible for implementing and reviewing investment compliance rules and regulations. Oversee daily monitoring of pre and post trade compliance. Manage investment operational risk issues. Initiate enhancements to improve […]
Operations
22 September 2024
Compliance Monitoring Analyst
Competitive Salary
Our client, a renowned investment management firm, is searching for a Compliance Monitoring Analyst to join the team on a one-year contract. The ideal candidate will have experience working in an investment compliance role with an asset manager with a working knowledge of a variety of asset classes. The key aspects of this role include: […]
22 September 2023
Senior Investment Compliance Analyst
£70,000 - £80,000
A thriving investment management house is looking to recruit a Senior Investment Compliance Analyst to join their London office. The Senior Investment Compliance Analyst will take responsibility for the following duties: Responsible for implementing and reviewing investment compliance rules and regulations. Oversee daily monitoring of pre and post trade compliance. Manage investment operational risk issues. Initiate enhancements […]